CHAPTER FIVE:  A RETURN TO THE CRITIQUES

 

This chapter begins by providing an overview of the main criticisms leveled against Batchelor.  It also discusses the cultural context and assumptions that influence the critics’ fear of loss.  The critiques are then addressed from Batchelor’s perspective.  It is concluded that while many of them hold some elements of truth, they are largely unwarranted.  Many of the differences in perspective between Batchelor and his critics arise from Batchelor’s deconstruction of the correlation between belief and action.

 

5.1)  Overview of Main Arguments

 

The critiques of Batchelor’s work by Punnadhammo, Bodhi, and Sangharakshita can be distilled into three main areas: 1) his dismissal of beliefs, 2) his “scientific materialist” stance, and 3) his rejection of ethics. 

Firstly, the critics attack Batchelor’s stance on belief.  Bodhi and Sangharakshita in particular feel that without beliefs actions have no meaning and no context.  Both assert that abandoning beliefs is like abandoning the raft of Dharma before one has even stepped on shore.  Sangharakshita proposes that provisional beliefs, at least, are required for development on the spiritual path.  He asserts that without provisional beliefs the path becomes not gradual but sudden, as one tries to jump immediately to the other shore, or to the realization of the emptiness of all phenomena.  While it is possible to know intellectually the emptiness of beliefs, unless one has first held beliefs, says Sangharakshita, this realization does not hold emotional weight or meaning.  The fact that Buddhism is formulated as a path implies that there is something to journey towards and that these stages cannot be skipped. 

Secondly, all three critics take issue with what they perceive as Batchelor’s rejection of the supernatural, metaphysical, or “other-worldly” elements of existence, and his elevation of science and human reason.  They all find problematic the fact that while Batchelor harshly criticizes Buddhist beliefs and values, he leaves Western values unscathed.  They claim that there are limits to human reason; not everything can be explained by science and to attempt to do so is to raise human reason to ultimacy.  Punnadhammo and Sangharakshita in particular equate Batchelor’s agnosticism with scientific materialism, whereas Bodhi focuses primarily on Batchelor’s outright rejection of orthodoxy.  All three perceive Batchelor’s lack of criticism of Western scientific values as either a partial or total denigration of the Dharma.

Thirdly, the critics take issue with what they perceive as Batchelor’s questionable sense of ethics.  Punnadhammo asserts that Batchelor’s rejection of rebirth entails a rejection of ethics because without a belief in rebirth actions have no bearing or meaning.  Ethical action becomes irrelevant when only this world and this lifetime are regarded as significant.  Bodhi questions Batchelor’s ethics from a slightly different angle.  He claims that Batchelor’s emphasis on our existential sense of personal responsibility has the potential to create disorder or anarchy, as individuals would simply focus on themselves.  According to Bodhi a society requires concrete ethical guidelines for there to be order, stability, and moral action.  In a third perspective on the subject, Sangharakshita condemns Batchelor’s assertion that meditation practice is largely about developing awareness as well as self-acceptance and compassion.  Sangharakshita claims that rather than accept our negative mental states we must rid ourselves of them.  He asserts that when we make an effort to change unskillful mental states, this has reverberations on ethical action.  According to Sangharakshita, moral action is not something that simply arises spontaneously; it must be cultivated, learned, and worked on continuously.

The above areas of criticism can be regarded as by-products of a clash between tradition and modernity.  They are emerging from a place of fear – fear that tradition is being lost in favor of modern values and beliefs.  The critics fear that Batchelor’s stance against beliefs and his perceived discarding of the essence of tradition will disintegrate Buddhism into a threadbare relic.  Their sense of security and identity is being challenged.

Yet this sense of fear is understandable.  We live in a world where science and human reason are highly valued at the expense of less “rational” pursuits.  Most institutional religions are on the decline, with the exception of certain strands of orthodoxy.[1]  As our world becomes increasingly globalized, assimilated, and technologically advanced, we witness an increase in religious fundamentalism of all kinds, whether Hindu, Jewish, Christian, or Buddhist.  Many religious practitioners are afraid of their belief systems being disrespected or disregarded, and are trying to assert control in a world in which they feel they have lost control and power.  Although the critics we have examined certainly do not fall into the category of fundamentalist or extremist, they do reflect some of that same fear of loss.  They do not necessarily wish to maintain the status quo, as evidenced by the reforms implemented by Sangharakshita, yet they wish that the integral elements of Buddhism remain intact.

            Buddhist communities around the world, and especially in the West, are in similar states of change.  As explained not only in Batchelor’s The Awakening of the West, but also in a plethora of recent books either describing the changes in Buddhist communities or engaging in dialogue with other religious traditions[2], Buddhism is undergoing a process of transition.  For example, Western Buddhist communities are trying to contend with the difficulties that arise when a largely monastic tradition is transplanted to a largely secular, lay, and family-oriented society.  Sanghas have had to address this reality in hopes of finding ways to deal with the disparities between the monastic ideal and the realities of family life.  Similarly, there is often more interaction between men and women in Western Buddhist communities.  Many Buddhist teachers arriving from Asia have had difficulty adjusting to this reality, as evidenced by a number of publicized cases of sexual misconduct.[3] 

Punnadhammo, Bodhi, and Sangharakshita are products of this changing landscape, yet ironically, so is Batchelor himself.  As discussed in the preface of the paper, during any time of change there are those who resist and those who encourage this process.  Batchelor, Punnadhammo, Bodhi, and Sangharakshita all represent different reactions to similar environmental occurrences.  All four are reacting to and instigating change.  It is in this dialogue and debate, and in the passion shown on all sides, that religion remains dynamic.  Like rocks rubbing against one another and smoothing each other out, each needs the other for refinement. 

5.2)  Are the Critiques Defensible?

 

Bhikkhu Punnadhammo, Bhikkhu Bodhi, and Sangharakshita all assume that Batchelor has discarded much of the essence of Buddhism.  In certain cases this assumption is supported through argument, yet in other instances it is unsubstantiated.  The following analysis suggests that the critiques of Batchelor’s dismissal of beliefs and his rejection of the raft of Dharma are defensible, yet the contentions that he is a scientific materialist who is dismissing ethics are tenuous. 

5.2.1)  Beliefs

 

Does, as Sangharakshita suggest, Batchelor dismiss even provisional beliefs?  Is it the case that by discarding beliefs Batchelor is negating the context in which actions arise and claiming that action and belief are mutually exclusive?  Is it true that by abandoning beliefs he is abandoning the raft and as such abandoning the entire Buddhist path?

Batchelor’s primary stance is that beliefs in themselves are not damaging or inhibiting; it is the clinging to beliefs that inhibits spiritual growth.  Batchelor sees no problem in regarding beliefs as tools: “The true value of any dogma or belief lies in its ability to point beyond itself to a deeper reality.”[4]  This statement suggests that Batchelor feels beliefs are valuable in that they point to the existential responsibility at the heart of our lives.  It is only when beliefs are regarded as absolute interpretations of the Dharma, or when they become rigid structures that are clung to for security, that they become problematic.  

However, in support of Sangharakshita, Batchelor’s statements of provisional belief, such as the ones mentioned above, are found mostly in his earlier writing.  In Buddhism Without Beliefs, these all but disappear and are replaced by statements of dismissal, such as: “When belief and opinion are suspended, the mind has nowhere to rest.  We are free to begin a radically other kind of questioning.”[5]  It is almost impossible to detect in such a statement any appreciation for the provisional nature of beliefs.  However, Batchelor’s goal is to shake people out of their rigid thought processes and to encourage practitioners to regard beliefs simply as tools.  This is a difficult task, and as such he must use strong language in order to convey his point and to achieve his goal.

The critics claim that by negating the importance of beliefs Batchelor is negating the context of actions.  In other words, they claim that although Batchelor places emphasis on action, by dismissing beliefs he is paradoxically dismissing the context for such actions.  The gulf between Batchelor and his critics seems to lie in where they locate the context of an action.  Whereas the critics perceive the context for action in belief, Batchelor perceives the context for action in human emotion and responsibility.  Although it is traditionally thought that belief leads to such emotion or responsibility (i.e. if we believe that it is wrong to steal we will automatically have a matching emotional response) Batchelor dissects this correlation.  He removes emotional response from belief, and claims the opposite – that emotional response can be hindered by belief.  To return to an example raised in chapter three, Batchelor claims that simply believing in the Four Noble Truths does not entail acting on them appropriately.  An emotional understanding of anguish, the first Noble Truth, can only be attained when we allow ourselves to surrender to the point at which we “witness ourselves hovering between birth and death.”[6]  Batchelor claims that this raw state from which action emerges must be felt rather than replicated through mere belief.  Thus, rather than simply negating the context for action, as the critics stipulate, Batchelor is in fact dissecting our assumptions that beliefs and actions are intimately interconnected.  He is not necessarily claiming that belief and action are mutually exclusive; he is trying to get to the heart of what really instigates action.  In this model actions do not become meaningless, as the critics fear.  Rather, they become more meaningful because they are emerging from the deepest part of oneself.  As such, the critics’ assumptions are unsubstantiated and their arguments groundless.

            However, there is strength to the claim that Batchelor is abandoning the raft before stepping on shore.  Although Batchelor’s desire is that practitioners not be weighed down by belief structures at the expense of existential action and emotion, this is a difficult proposition for those just beginning on the Buddhist path.  For example, when we learn to ride bicycles as children, we usually practice on bicycles that have training wheels.  When we have mastered this stage, we remove the training wheels and discover the freedom of fast, independent riding.  Similarly, beliefs are like training wheels that can only be removed once the initial motions of the Buddhist path have been mastered.  Although Batchelor is advocating that beliefs not be clung to, this clinging is for some practitioners one step in the process that leads eventually to freedom.  Batchelor is afraid that practitioners will rely too much on the training wheels, yet there must be some provisions made for those just beginning Buddhist practice.  To make a similar analogy, there is a vast difference between someone who is born into wealth and then renounces it, and someone who is simply born into financial poverty.  In the former case, the individual goes through a process of examination and, ultimately, renunciation.  In the latter case, the individual is simply thrown into poverty with no chance for conscious decision-making.  One must have wealth before discarding it just as one must have beliefs before discarding them or lightening their impact.

Although the critics’ arguments that Batchelor is abandoning the raft are reasonable, their assumption that in doing so Batchelor is discarding the entire Buddhist path are unsubstantiated.  Ultimately Batchelor’s goal is simply to make the path more relevant, and to imbue it with more personal meaning for practitioners.  Certainly he is not advocating a traditional route to nirvana, but he is still advocating a journey, simply one of a more personal nature.  He is trying to return to what he feels is the heart of the Buddhist endeavor – the challenging of one’s fixed ideas and presuppositions.

Sangharakshita also claims that Batchelor, by advising practitioners to simply act without reflecting upon what they are acting, is ironically advocating a sudden, rather than a gradual, path.  Sangharakshita claims that Batchelor’s emphasis on blind action is disguised authoritarianism that undermines the notion of gradual awakening.  This critique seems to ignore the fact that much of Buddhism Without Beliefs is devoted to the discussion of mindful awareness and the necessity of being fully aware of our actions.  Batchelor claims that we must be aware not of our beliefs, but of our fundamental emotions, desires, and responsibilities.  Thus, to claim that Batchelor is advocating blind action is to dismiss the parts of Buddhism Without Belief that discuss mindfulness. 

            In sum, much of the difference in opinion between Batchelor and his critics lies in where they locate the basis for the spiritual life.  Whereas the critics feel that traditional belief structures give rise to spiritual fulfillment, Batchelor feels that such structures inhibit such fulfillment.  A true spiritual sense, says Batchelor, must come from within.  Whereas the critics locate the answers to life’s questions in beliefs, Batchelor asserts that it is the questions themselves that are important.  According to Batchelor, it is the perplexity of the questions rather than the security of beliefs that prompts the development of spiritual maturity. 

5.2.2)  Scientific Materialism

 

            Punnadhammo asserts that Batchelor’s agnosticism is equivalent to materialism because it does not accept as valid phenomena that are beyond rational explanation.  He also suggests that it upholds a self-view that is incompatible with the Buddhist doctrine of not-self.  Sangharakshita asserts that there are limits to human reason and that religious phenomena cannot be explained by science.  Is it true that Batchelor is denigrating the Dharma by upholding human reason and the scientific process? 

            While it is valid to say that Batchelor is an advocate of rational thought, he does not pedestalize human reason or science at the expense of metaphysical phenomena.  The main message of Batchelor’s agnosticism is the following: “I don’t know”.  This is extremely different from an outright “No”.  Batchelor is not denying that metaphysical phenomena exist; he is simply stating that it is not only difficult, but pointless, to try to prove their existence.  It is the questions, not the answers, that are meaningful.  According to Batchelor, when questioning is hindered, the whole goal of Buddhist practice dissolves.

            Batchelor is not reifying human reason at the expense of the supernatural. On the contrary, Batchelor’s agnosticism expresses respect for the potential magnitude of the supernatural or other-worldly.  He is asserting that such phenomena, which cannot be explained by reason, also cannot be explained by uncritical belief.  They are too large and too multi-faceted to be placed into a narrow category of definition.  Defining as belief something that is completely beyond the human realm, such as rebirth, reduces the phenomena into something graspable, yet also safe and one-dimensional.  According to Batchelor, the only way to honour the magnitude and multi-dimensionality of a concept like rebirth is to conceptualize it as a question. 

            According to Batchelor, having the faith to surrender into this state of unknowing and perplexity is the very essence of not-self.  All the things that we cling to for identity, the things that normally make up what we regard as our “self”, come under scrutiny and questioning.  Thus, far from opposing the Buddhist doctrine of not-self, Batchelor claims that the only way to achieve such a realization of emptiness is to fully examine and to question all facets of one’s life.  It is when other-worldly phenomena are made into concrete beliefs for the sake of self-definition and security, that the self is upheld and pedestalized.  For example, a belief in rebirth provides a sense of self-definition and purpose.  It is this constant focus on the self, rather than its perplexed counterpart, that contradicts the Buddhist notion of not-self. 

            In this respect, Batchelor’s agnosticism is not, as the critics claim, the equivalent of materialism.  Materialism implies a complete denial of anything beyond rational comprehension.  Batchelor, however, only claims that we cannot make definitive statements about non-rational phenomena.  He does not deny their existence outright.  Batchelor writes: “In refusing to be drawn into the answers of ‘yes’ and ‘no’, ‘it is this’ and ‘it is not that’, it lets go of the extremes of affirmation and negation, something and nothing.”[7]        

5.2.3)  Ethics

            Bhikkhu Punnadhammo regards rebirth as the crux of Buddhist ethics, and thus he feels that by discarding the doctrine of rebirth Batchelor is discarding the ethical basis of Buddhism.  Obtaining a positive rebirth, and eventually ending the cycles of rebirth altogether, is what provides incentive to act ethically in this lifetime, says Punnadhammo.  Is it the case that by de-emphasizing rebirth Batchelor is de-emphasizing the ethical aspects of Buddhism?

              Just as was the case in the discussion on actions, Punnadhammo and Batchelor have different ideas about where the basis or context of ethics lies.  Whereas Punnadhammo locates this basis in rebirth, Batchelor deconstructs the correlation between ethics and rebirth.  He claims, “demonstrating that death will be followed by another life is not the same as demonstrating that a murderer will be reborn in hell and a saint in heaven.”[8]  According to Batchelor, regardless of whether rebirth is a tangible phenomenon, it does not have bearing on our ethical behavior.  Although Batchelor does assert that our behavior creates reverberations in the world through our inevitable impact on people’s lives, he feels that the real basis for ethics lies in an emotional and compassionate response to those around us and to our environment.  A belief in rebirth can hinder this response because it focuses our energies on the future, and removes the spontaneous emotional reaction that develops from mindfulness.  According to Batchelor, “it is not enough to want to feel [compassion] toward others.  We need to be alert at all times to the invasion of thoughts and emotions that threaten to break in and steal this open and caring resolve.”[9]  In other words, it is not enough to simply know intellectually how one must act; this sense of knowing must also be felt.  The only way to attain this sense of emotional knowing, according to Batchelor, is to be constantly mindful, open, and unencumbered by beliefs or preconceived notions of good and bad. 

Due to the different assumptions at work regarding the basis of ethics, it is difficult to conclude whether Punnadhammo’s critique is justified or not.  The difference in views between the two men is just that, a difference in views regarding the location of ethical action.  While Punnadhammo views Batchelor’s deconstruction of the correlation between beliefs and ethics as an outright dismissal of ethics, this is not necessarily the case.  Batchelor is simply locating the basis for ethics in personal responsibility and compassion.   

            Bhikkhu Bodhi also feels that focusing on emotional awareness and compassion at the expense of concrete ethical guidelines creates a slippery slope into societal disorder.  He feels that Batchelor is dismissing completely whatever guidelines shape Buddhist ethics, primarily those of karma and rebirth. 

            Batchelor’s rebuttal to Bodhi’s suggestions is that ethics is not something to possess.  Ethical action must come from a genuine concern for others, rather than from self-concern.  As explained by Batchelor in Alone With Others, “despite all magnanimous commitments and generous deeds, [self-concern] silently measures the ultimate worth of these things in terms of the personal satisfaction that results from them.”[10]  The doctrine of rebirth falls into this category, for although moral actions are being performed, they are ultimately for one’s own benefit of being reborn into a good life.  Yet if all these obstacles are removed, as Batchelor advocates, we can experience authentic being-with-others, which leads to authentic compassion, which in turn leads to authentic ethics.  According to Batchelor, authentic being-with-others entails listening, engaging in dialogue, and trying not to impose our own agenda of self-concern.  In this state of mind, “we recognize the equality between others…This involves realizing that just as I seek comfort, security and happiness, and wish to avoid suffering, fear and pain, so do you.”[11] And herein lies the basis of ethics, according to Batchelor.  Here again we see a clash of assumptions regarding the location of ethical action. 

            According to Sangharakshita, it is not enough for compassion to simply arise spontaneously.  He finds fault with Batchelor’s emphasis on self-acceptance for he feels that ethical action requires work.  Practitioners cannot simply accept unskillful thoughts or behavior without working to change them, says Sangharakshita, as this undermines the ethical emphasis of Buddhism.  According to Sangharakshita, Buddhist teachings distinguish clearly right from wrong.

            Although Batchelor advocates a radical awareness that entails the acceptance of all our human traits, he asserts that this acceptance leads ultimately to insight into our responses and behaviors.  For example, “to embrace hatred does not mean to indulge it.  To embrace hatred is to accept it for what it is: a disruptive but transient state of mind.”[12]  On the contrary, denying or repressing feelings of hatred could lead to uncontrolled and unproductive outbursts without the accompanying insight.  According to Batchelor, “acceptance might even lead to understanding what it is that we’re running from.”[13]  The cultivation of patience and self-compassion is an integral part of ethics.

            As well, Batchelor is not claiming that all ethical action arises spontaneously.  It seems as though Sangharakshita overlooked an entire chapter in Buddhism Without Beliefs entitled “Resolve” in which Batchelor asserts that ethics involves work, as well as a strong will.  In this chapter Batchelor acknowledges that the will is an important factor in Dharma practice: “Dharma practice is founded on resolve.  This is not an emotional conversation, a devastating realization of the error of our ways, a desperate urge to be good, but an ongoing, heartfelt reflection on priorities, values, and purpose.”[14]  In order to act upon this resolve, we require commitment, as well as self-confidence in our ability to awaken.[15] Thus, although the impetus for ethical action might arise spontaneously from a sense of deep connection and compassion for others, the acting upon such feelings requires strength of will.    

            Batchelor furthers this notion in Verses From the Center, in which he discusses how emptiness is a source of ethics.  Here he states: “Contrary to expectation, an empty self turns out to be a relational self”[16] and that “emptiness becomes the basis for an ethics of spontaneous empathetic responsiveness.”[17]  When the grip onto which we hold ourselves loosens, we are free to fully experience the relational nature of our interactions with others.   

            Due to the clashing assumptions with which Batchelor and his critics are working, it is difficult to assess the justification of the critiques.  The critics assert that traditional belief structures lead to the cultivation of an inner sense of spirituality.  Batchelor asserts that this inner sense of spirituality and existential feeling must be the starting point of the religious path, and it may or may not lead to an outward sense of structure.  Is this outward structure still Buddhism, or simply a Buddhist-influenced secular humanism?  This issue is addressed in the following, and final, chapter.

Continue



[1] See Bibby, Reginald W.  Unknown Gods: The Ongoing Story of Religion in Canada  (Toronto: Stoddart, 1993). 

[2] Some recent books exploring Buddhism in the West and its interactions with other religious traditions include: Al Rapaport, ed.  Buddhism in America: The Proceedings of the First Buddhism in America Conference.  (Vermont: Tuttle, 1998);  Charles S. Prebish and Kenneth Tanaka, eds.  The Faces of Buddhism in America.  (Berkeley: University of California Press, 1998);  Boucher, Sandy.  Turning the Wheel: American Women Creating the New Buddhism.  (Boston: Beacon Press, 1993);  Kamenetz, Roger.  The Jew in the Lotus.  (New York: HarperCollins, 1994)

[3] See Boucher, Sandy.  Turning the Wheel: American Women Creating the New Buddhism  (Boston: Beacon Press, 1993).  chapter 5.

[4] Batchelor,  Alone With Others  41.

[5] Batchelor,  Buddhism Without Beliefs  97.

[6] Batchelor,  Faith to Doubt  71.

[7] Batchelor,   Buddhism Without Beliefs  98.

[8] Batchelor,  Buddhism Without Beliefs  37.

[9] Batchelor,  Buddhism Without Beliefs  89.

[10] Batchelor,  Alone With Others  77.

[11] Batchelor,  Alone With Others  83.

[12] Batchelor,  Buddhism Without Beliefs  60.

[13] Batchelor,  Buddhism Without Beliefs  61.

[14] Batchelor,  Buddhism Without Beliefs  41.

[15] Batchelor,  Buddhism Without Beliefs  43.

[16] Batchelor,  Verses From Center  33.

[17] Batchelor,  Verses From Center  34.

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